Independent Submission                              Amardeep Sinha
   INTERNET-DRAFT                                   Sunil Kumar Sinha
   Expires:02/15/2007                                  August 14,2006

                      The SIP BLOCKED Response
		     draft-sinha-sip-block-01.txt

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     Copyright Notice
     Copyright (C) The Internet Society (2007).

   Abstract

     This document defines a new response code, 4XX(Blocked), for the
     Session Initiation Protocol (SIP).  This response code can be
     used by User Agent Client (UAC) that intentionally does not want
     to have session with an incoming request from another user with
     particular SIP services.  For example UAC does not want to
     establish a session with an incoming request for video



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     conference from particular domain.  The existing mechanisms in
     SIP do not provide any such facility to refuse a request based
     request Uniform Resource Identifier (URI), SIP application,
     media type or other SIP services.


   Table of Content

   1.  Introduction..................................................2
   2.  Terminology...................................................3
   3.  Definition....................................................3
       3.1.  Full Blocked ...........................................4
       3.2.  Partial Blocked.........................................5
       3.3.  Implementation Model of Blocking feature at UAC.........5
   4.  4XX Response Code............................................10
   5.  Call flow....................................................10
       5.1.  Call flow of Full Blocked..............................11
       5.2.  Call flow of Partial Blocked...........................13
             5.2.1. Interaction With initial INVITE having SDP......13
             5.2.2. Interaction With initial INVITE having no SDP...16
   6. Interaction with other session initiation request.............20
      6.1.  Interaction with SIP Presence...........................20
      6.2.  Interaction with Instant Message........................22
      6.3.  Interaction with Replace Header Field...................24
      6.4.  Interaction with OPTION request ........................26
   7. IANA Consideration............................................26
   8. Security Consideration........................................26
   9. Acknowledgements..............................................26
  10. Reference.....................................................26
      10.1. Normative References....................................26
      10.2. Informative References..................................27
  11. Author’s Address..............................................27


   1.  Introduction

     The SIP allows users to establish SIP sessions with various
     capabilities.  However, a user receiving such a request has no
     option to block the call based on phone number, domain name etc.
     This document proposes a way to block any incoming SIP request
     based on phone  number, URI, domain name, session parameter as
     well as based on the SIP applications like INVITE, SUBSCRIBE etc.
     The proposal is also to generate a valid 4XX response code that
     would inform the calling party that the request is blocked for
     such SIP services.

     The SIP, currently, does not provide a response code that allows
     the user agent server (UAS) or a proxy server, acting on behalf
     of UAC to indicate that the request was rejected because the
     callee does not want to go ahead with the sip session with

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     specific application services with the caller.  In other words,
     SIP does not include a response code that could be sent across
     to a caller informing that the callee will not accept the
     invitation for the intended service with the caller.

     The closest response code is 403 (Forbidden), which denotes
     unauthorized access is prohibited.  This does not inform
     completely or give a complete picture to the caller that why the
     call was rejected by callee.

     As a permanent solution, this document defines a new 4XX
     (Blocked) response code, belonging to client error.  With the
     introduction of this Call Blocked feature, the callee has more
     control  on the calls.


   2. Terminology

     The key words "MUST",  "MUST NOT",  "REQUIRED",  "SHALL", "SHALL
     NOT", "SHOULD", "SOULD NOT", "RECOMMENDED", "MAY" and "OPTIONAL"
     in this document are to be interpreted as described in RFC 2119
     [1].

   3. Definition

     The Blocked feature allows the UAC not to receive or block a SIP
     request and(or) a SIP request originating from specific URI or
     from a specific domain name or a specific host with or without
     certain session parameters like audio, video, etc at various
     codecs level.  When the SIP request is initiated by caller which
     has been blocked by callee, then the calling party will receive
     a 4XX (Blocked) response.  The callee does not receive any
     indication that a SIP call(or SIP request) attempt was made.

     It is basically a implementation of a 'Do Not Disturb'
     terminology for SIP.

     A 4XX (Blocked) is a response that will indicate that the UAS
     refuses to fulfill the incoming request because the call was
     blocked.  The default reason phrase is "Blocked".

     Blocked feature SHOULD have following characteristic :

     (a) The Call Blocked feature can be turned ON or OFF any time.
     (b) Neither SIP Proxy server nor any other SIP entity has
         anything to do with activation/deactivation of this feature,
         i.e., it is implemented only at UAC side.
     (c) Broadcast message pertaining for SIP protocol meant for
         some urgency scenario, if there is, cannot be blocked.


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     (d) Current on-going SIP session will not be affected if the
         activation or deactivation is done during the session.
     (e) Users who are likely to establish a new SIP session with
         the participants who is in an already SIP session will be
         effected even if the blocking is done during a SIP session
         with another party.
     (f) A UAC that does not understand a 4XX (Blocked) response,
         will interpret it as a  400 response, for backward
         compatibility.

     For example, assume three SIP Client A, B and C. If A and B are
     in a conversation and B tries to block incoming requests from A,
     the effect is not immediate.  The block will take effect from
     the subsequent requests that A can possibly make with B.  On the
     contrary if B is in conversation with A and is trying to block C
     the change will be immediate.  This would mean that after A and
     B finish the call and if C tries to establish a session with B,
     then B will be responded with a 4XX (Blocked) response to C.

     There are two types of "Call Blocked" feature based on telephone
     number, domain name, URI etc with or without other criteria.

           1. Full Blocked.
           2. Partial Blocked.

   3.1 Full Blocked

     When a SIP Client blocked a specific telephone number, domain
     name, URI etc without any criteria of session parameter then it
     is called Full Blocked.  The SIP Client has totally
     rejected the call.  This feature MUST also support wildcard ‘*’
     pattern as explained below.

     The Full Blocked feature is applicable in the following scenario.

     (i)  Blocked a specific telephone number: - A SIP Client blocks
          a specific telephone number by configuring telephone number
          against the Blocked option.

     (ii) Blocked a range of telephone number: - A SIP Client blocks
          incoming number beginning or ending with certain number.

     (iii) Blocked all calls from a specific domain: - A SIP Client
           blocks all calls coming from specific domain by
           configuring wildcard ‘*’ against the Blocked option
           followed by the domain name like *@<domainname>.

     (iv) Blocked SIP services like Instant Message: - A SIP Client
          blocks the Instant Message by configuring the SIP Service



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          – ‘MESSAGE’, against the Blocked option.

     In this case of Full Blocked feature, on receiving a 4XX
     (Blocked) response the caller party comes to know that the
     callee blocks the call.  So the caller party could make another
     attempt with different phone number to disturb the callee.
     Hence resulting in invalidity of Full Blocked feature.
     Considering the security aspect for the callee, the callee
     can play a recorded message thereby the caller will not know his
     call is getting rejected.

   3.2  Partial Blocked

     When a SIP Client block a specific telephone number, domain
     name, URI etc with some session description criteria (like 
     media type = audio only or Method = IM (Instant Message) etc.) is
     called Partial Blocked.  The SIP Client has rejected the 
     call based on certain criteria.

     For example if UAC wants to block only Instant Message from some
     particular SIP client say User A, then UAC configures his
     blocking option like <Request-URI_of_User_A> followed by IM
     against blocking option.

     With this, UAC can receive all requests except the IM coming
     from User A.

   3.3  Implementation Model of Blocking feature at UAC.

     The Flow Diagram below explains how this Blocking Feature is to
     be implemented in the SIP client.  Each step in the flow diagram
     describes the processing step at UAC on receiving the SIP request.
    
        	Incoming SIP request				
			|
		+-------V---------------+ No 
 Step 1------>	|Check if any Blocking 	|---------------+
		|feature is  Activated	|		|
                +-----------------------+               v
		        |               	Proceed as per RFC 3261
			|Yes
			|
			V
 Step 2------>	+-----------------------+ Complete Match found (case A)
		| Check incoming SIP	|---------------+
		| method/request	|		|
		+-----------------------+		|
			|	|			V
                        |       |                 4XX Blocked Response
                        |       |                   (Full Blocked)


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                        |       |
                        |       |
	Partial Match	|	| (case C)	  
	found (case B)	|       | No Match        
			V	V
 Step 3------> 	+-----------------------+	
		| Request URI is 	|Complete Match found
		| compared against	|---------------+
		| blocking list		|		|(case D)
		+-----------------------+		|
			|	|			V
	Partial Match	|	|		 4XX Blocked Response
	found 		|	No Match
	(case E)	|  / \	|(case F)
			| /   \	|
			V/ If  \V
		       /SDP is	\
	No SDP        /Present    \   Yes - SDP present
 Step 4  +------------\in Request /-------------+
	 | (case G)    \        /		| (case H)
	 V          	 \    /			|
  4XX Blocked Response     \/			|
   (with require=SDP)				V
                                	       / \
    		    	                     /     \
					    /Check If\
					  /Blocked SIP \
			No Match	/Services matches\
 Step 5 -------> 	+--------------	\    with SDP    /
			| (case I)	 \   Parameter /
			|		  \           /
			|		    \       /
			|		      \   /
			V         	       \/
		Successful Response	        | Match found
		of Request			V (case J)
			                       4XX 


                     Figure 1. Implementation Model

     Whenever the Blocking feature is activated and the incoming
     request is received by the UAS it will have to check for the
     Blocked parameter before proceeding with any SIP Processing.
     The sequence of events on checking the blocked parameter is
     explained in detail in Table 1.





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                            Table 1.
   +------------------------------------------------------------------+
   |Processing  |  Action    |  Description with examples             |
   | Steps      |            |                                        |
   +------------+------------+----------------------------------------+
   |Step 1      |Check if any|For any incoming SIP request, UAS first |
   |            |Blocking    |checks whether the Blocking feature is  |
   |            |feature is  |activated or not.  If it is not         |
   |            |activated   |activate then, the UA will proceed as   |
   |            |            |per RFC-3261otherwise it will go to     |
   |            |            |step 2.                                 |
   +------------+------------+----------------------------------------+
   |Step 2      |In this step|As Blocking profile is activated,       |
   |            |the incoming|therefore comparison needs to be done.  |
   |            |SIP request |Since a User can block any SIP method,  |
   |            |methods are |phone number, domain name on his SIP    |
   |            |compared    |Client/ device as per his wish.         |
   |            |with Blocked|                                        |
   |            |Method      |Since in any SIP request, the first     |
   |            |            |word of the request-line is a 'SIP      |
   |            |            |Method' name, that’s why we need to     |
   |            |            |first compare this, which is done is    |
   |            |            |here in step 2.                         |
   |    +-------+------------+----------------------------------------+
   |    |Case A | Complete match  found                               |
   |    +-------|                                                     |
   |            |This case can occur in following scenario            |
   |            |(i) if user B has only blocked  IM                   |
   |            |(ii)if user B has only blocked  INVITE               |
   |            |(iii)if user B has only blocked  SUBSCRIBE           |
   |            |(iv)if user B has blocked  IM and INVITE or any      |
   |            |    combination.                                     |
   |            |                                                     |
   |            |Complete match found means that the User has         |
   |            |configured the SIP method only as a blocking         |
   |            |parameter.This Implies that User is not willing to   |
   |            |handle that configured SIP Method.                   |
   |            |In this case, 4XX Blocked Response is generated.     |
   |     +------+-----------------------------------------------------+
   |     |Case B| Partial Match found                                 |
   |     +------|                                                     |
   |            |This case can occur in following scenario like       |
   |            |(i) if user B has blocked IM with some options like  |
   |            |    particular Domain A.                             |
   |            |(ii) if user B has blocked INVITE with some options  |
   |            |     like particular phone number.                   |
   |            |(iii) if user B has blocked INVITE with some options |
   |            |      like video session.                            |
   |            |                                                     |



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   |            |Partial match found means that User has configured   |
   |            |some others blocking parameters along with SIP       |
   |            |method.  So it moves into other processing stage, as |
   |            |in step 3.                                           |
   |    +-------+-----------------------------------------------------+
   |    |Case C |No Match found                                       |
   |    +-------|                                                     |
   |            |This case can occur in following scenario like       |
   |            |(i) user B might have blocked  Video.                |
   |            |(ii) user B might have blocked  application and text.|
   |            |(iii) user B might have blocked  FAX.                |
   |            |                                                     |
   |            |Means that no SIP method has been blocked by the User|
   |            |.  It does not means that the User has not configured|
   |            |other blocking parameter.  So it moves into other    |
   |            |processing stage, as in step 3.      	              |
   +------------+-----------------------------------------------------+
   | Step 3     |In this Step, the Request URI of incoming message is |
   |            |map with the Blocked URI as a parameter.             |
   |   +--------+-----------------------------------------------------+
   |   | Case D |Complete match  found                                |
   |   +--------|                                                     |
   |            |(i)  if the user B has configured some phone number  |
   |            |     2222 against the blocking profile.              |
   |            |(ii) if the user B has blocked some particular SIP   |
   |            |     like a@b.com.                                   |
   |            |                                                     |
   |            |Complete match found means that either of the        |
   |            |following two match is found. Either the User has    |
   |            |only configured the SIP URI as a blocking parameter. |
   |            |Or User has blocked the SIP Method coming from some  |
   |            |specific URI.  In this case, 4XX Blocked Response is |
   |            |generated.                                           |
   |    +-------+-----------------------------------------------------+
   |    |Case E |Partial Match found                                  |
   |    +-------|                                                     |
   |            |(i) If User B has blocked Invite with codec g729     |
   |            |(ii)If User B blocked a@b.com uri with codec g711A   |
   |            |    Law                                              |
   |            | Partial match found means that User has configured  |
   |            | some others blocking parameters along with following|
   |            | cases-                                              |
   |            | - has blocked SIP method with some media parameter  |
   |            | - has blocked SIP URI with media parameter          |
   |            | - has blocked both SIP method and SIP Uri with other|
   |            |   media parameters.So it moves into other processing|
   |            |   stage , as in step 4                              |
   |    +-------+-----------------------------------------------------+
   |    |Case F |No Match                                             |
   |    +-------|                                                     |


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   |            |(i) if user B has blocked Video only                 |
   |            |(ii) if user B has blocked FAX only                  |
   |            |(iii) if User has blocked FAX with some particular   |
   |            |     codec                                           |
   |            |(iv) if User B has blocked FAX and Video both, etc   |
   |            |                                                     |
   |            |Means that the User has blocked only some SDP        |
   |            |parameter. So it moves into other processing stage,  |
   |            |as in step 4.                                        |
   +------------+-----------------------------------------------------+
   |Step 4      |If SDP is present in the SIP Request                 |
   |            |                                                     |
   |            |It is a decision making processing step, where our   |
   |            |UAC looks for SDP capabilities in this incoming SIP  |
   |            |request                                              |
   |    +-------+-----------------------------------------------------+
   |    |Case G |No  SDP                                              |
   |    +-------|                                                     |
   |            |Means that the incoming SIP request does not contains|
   |            |SDP protocol.                                        |
   |            |                                                     |
   |            |Since the User has configured some blocking parameter|
   |            |related to SDP parameters, which is needed to be     |
   |            |verified with the SDP parameters of the incoming SIP |
   |            |request.                                             |
   |            |So it generates 4XX response code with "require      |
   |            |header" field, as a mandatory parameter. The require |
   |            |header field values should be set to=SDP by the      |
   |            |caller in the request.                               |
   |    +-------+-----------------------------------------------------+
   |    |Case H |Yes- SDP Present                                     |
   |    +-------|                                                     |
   |            |UAC moves to next processing step 5, for further     |
   |            |matching on SDP parameters.                          |
   +------------+-----------------------------------------------------+
   |Step 5      |Check If Blocked SIP services matche with SDP        |
   |            |parameters.                                          |
   |    +-------+-----------------------------------------------------+
   |    |Case I |No match found                                       |
   |    +-------|                                                     |
   |            |Proceed as per RFC 3261. This is because the         |
   |            |configured blocking parameters does not match with   |
   |            |incoming SDP of SIP request.                         |
   |    +-------+-----------------------------------------------------+
   |    |Case J |Match found                                          |
   |    +-------|                                                     |
   |            |It generates the 4xx response code (Blocked ) to     |
   |            |indicate the caller that its SIP request has been    |
   |            |blocked.                                             |
   +------------------------------------------------------------------+

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   4. 4XX Response Code

     The 4XX response code, as it is related to client error, it
     belongs to Client Error response category.  This response may 
     or may not include reason header field with it, depending upon
     the vendor implementation, except for the case in 8.2.2 section
     where it is mandatory.  Information about header field in
     relation to 4XX(Blocked) response code(i.e. Full Blocked and
     Partial Blocked)is summarized in Table 2. 


                             Table 2.
          +-----------------------------------------------------+
          |  Header Field  |  Full Blocked  |  Partial Blocked  |
          +----------------+----------------+-------------------+
          |     via        |       m        |         m         |
          +----------------+----------------+-------------------+
          |      to        |       m        |         m         |
          +----------------+----------------+-------------------+
          |     from       |       m        |         m         |
          +----------------+----------------+-------------------+
          |   max forward  |       m        |         m         |
          +----------------+----------------+-------------------+
          |    call-ID     |       m        |         m         |
          +----------------+----------------+-------------------+
          |     Cseq       |       m        |         m         |
          +----------------+----------------+-------------------+
          |    required    |       o        |         m         |
          +----------------+----------------+-------------------+
          |     reason     |       o        |         o         |
          +----------------+----------------+-------------------+
          | Content Type   |       o        |         o         |
          +-----------------------------------------------------+

       m: the header field is mandatory.
       o: the header field is optional.

     "OPTIONAL" means that an element MAY include the header field
     in a response and a UA may ignore the same.  A "MANDATORY" 
     header field MUST be present in a response and the header field
     MUST be understood by UAC processing the response.  Otherwise it
     will be treated as a normal 4XX response.


  5. Call Flow

     This section explains a detailed call flow between two SIP User
     -Agents (Alice and Bob).  Alice (sip:alice@atlanta.example.com)



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     and Bob (sip:bob@biloxi.example.com) are assumed to be SIP phone
     or SIP-enabled devices.  For simplicity in reading and editing
     the document, only the minimum required header field set is
     shown in below examples.


  5.1 Call flow of Full Blocked

     In this following example scenario, Bob has Full Blocked the
     Alice's phone number.  In other word Bob do not want to have any
     kind of session with Alice.  The UAC at Bob refuse to process
     the INVITE request and reply with 4XX(Blocked) response to Alice.

     Alice would have to send an ACK to Bob in order to properly
     terminate the call.

               Alice                                 Bob

                 |             INVITE F1              |
                 |----------------------------------->|
                 |                                    |
                 |      183 Session Progress F2       |
                 |<-----------------------------------|
                 |                                    |
                 |          4XX Blocked   F3          |
                 |<-----------------------------------|
                 |                                    |
                 |               ACK   F4             |
                 |----------------------------------->|
                 |                                    |
                     * Rest of flow not shown *

     /* The initial INVITE request generated by the UAC, Alice (F1),
     might look like this


     F1 INVITE Alice --> Bob

   INVITE sip: sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>
   From: Alice <sip:alice@atlanta.example.com>;tag=12345
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Content-Length: 151

   v=0
   o=alice 2890844526 12345 IN IP4 client.atlanta.example.com



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   s=-
   c=IN IP4 192.0.2.101
   t=0 0
   m=audio 49172 RTP/AVP 0
   a=rtpmap:0 PCMU/8000


     F2 183 Session Progress Bob -----> Alice

   SIP/2.0 183 Session Progress
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>;tag=67890
   From: Alice <sip:alice@atlanta.example.com>;tag=12345
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Content-Length:0

    /* The UAS, Bob, checks the INVITE request.  However, Alice's 
    phone number is Blocked.  So he rejects the request with a 4XX
    (Blocked) response code.  It copies the entire mandatory header
    from the request to the 4XX(Blocked)response and may also add a
    'reason' header with a descriptive phrase.  This 4XX(Blocked)
    response is sent back to Alice.  The response, F3, received at
    Alice, might look like this

     F3 4XX Block Bob -----> Alice

   SIP/2.0 4XX Block
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>;tag=67890
   From: Alice < sip:alice@atlanta.example.com >;tag=12345
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Reason: Your call is Blocked
   Content-Length:0


   /* Alice has received the 4XX (Blocked) response to the INVITE
   she sent across to Bob and she in turn will send an ACK in order
   to terminate the call, which (F4) might look like this

     F4 ACK Alice --> Bob
   ACK sip:bob@biloxi.example.com SIP/2.0


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   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>;tag=67890
   From: Alice <sip:alice@atlanta.example.com>;tag=12345
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 ACK
   Content-Length:0


   5.2	Call flow of Partial Blocked

     5.2.1 Interaction With initial INVITE having SDP.

   The following example depicts that Bob has Partially Blocked 
   Alice's phone number for audio based requests.  Alice tries to
   establish an audio session with Bob ignorant of the block that Bob
   had imposed on the requests that would arise from Alice’s phone.


              Alice                                 Bob
                 |            INVITE F1               |
                 |----------------------------------->|
                 |                                    |
                 |      183 Session Progress F2       |
                 |<-----------------------------------|
                 |                                    |
                 |          4XX Blocked   F3          |
                 |<-----------------------------------|
                 |                                    |
                 |               ACK   F4             |
                 |----------------------------------->|
                 |                                    |
                 |                                    |
                 |            INVITE F5               |
                 |----------------------------------->|
                 |                                    |
                 |      183 Session Progress F6       |
                 |<-----------------------------------|
                 |                                    |
                 |             200 OK F7              |
                 |<-----------------------------------|
                 |                                    |
                     * Rest of flow not shown *


   /* The initial INVITE request generated by the UAC, Alice(F1),
   might look like this



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     F1 INVITE Alice --> Bob

   INVITE sip: sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>
   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Content-Length: 151

    v=0
    o=alice 2890844526 12345 IN IP4 client.atlanta.example.com
    s=-
    c=IN IP4 192.0.2.101
    t=0 0
    m=audio 49172 RTP/AVP 0
    a=rtpmap:0 PCMU/8000


     F2 183 Session Progress Bob -----> Alice

   SIP/2.0 183 Session Progress
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >;tag=67890
   From: Alice < sip:alice@atlanta.example.com >;tag=12345
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Content-Length: 0

   /* The UAS (Bob) checks the INVITE request and finds that this
   is a request for an audio session.  Since Alice's phone number is 
   Partially Blocked, Bob will reject the request with a 4XX
   (Blocked) response code.  Bob copies the entire mandatory header 
   from the request to the 4XX (Blocked) response and may add a
   'reason' header with a descriptive phrase.  The response Alice
   receives (F3) might look like this


     F3 4XX Block Bob -----> Alice

   SIP/2.0 4XX Block
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>;tag=67890
    From: Alice <sip:alice@atlanta.example.com>;tag=12345



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   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Reason: Your call is Blocked
   Required: SDP
   Content-Length: 0

   /* Alice receives the 4XX (Blocked) response to the INVITE
   request she sent and generates an ACK in order to terminate the
   call, which (F4) might look like the following


     F4 ACK Alice --> Bob

   ACK sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>;tag=67890
   From: Alice <sip:alice@atlanta.example.com>;tag=12345
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 ACK
   Content-Length: 0

   /* Now Alice knows that Bob does not wish to establish an audio
   session with her.  So Alice tries again and this time sends a new
   INVITE request for a video session.


     F5 INVITE Alice --> Bob

   INVITE sip: sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKabc
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>
   From: Alice <sip:alice@atlanta.example.com>;tag=abc123
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 2 INVITE
   Content-Length: 151

   v=0
   o=alice 2890844526 2890844526 IN IP4 client.atlanta.example.com
   s=-
   c=IN IP4 192.0.2.101
   t=0 0
   m=video 0 RTP/AVP 31 34
   a=rtpmap:31 H261/90000
   a=rtpmap:34 H263/90000





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     F6 183 Session Progress Bob -----> Alice

   SIP/2.0 183 Session Progress
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKabc
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>;tag=def6789
   From: Alice <sip:alice@atlanta.example.com>;tag=abc123
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 2 INVITE
   Content-Length: 0

   /*This time Alice gets a successful response that fulfills Bob's
   requirement.  The successful response is generated because Bob
   has blocked audio sessions with Alice and not video sessions.


     F7 200 OK Bob -----> Alice

   SIP/2.0 200 OK
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKabc
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>;tag=def6789
   From: Alice <sip:alice@atlanta.example.com>;tag=abc123
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 2 INVITE
   Content-Length: 147

   v=0
   o=bob 2890844527 12345 IN IP4 client.biloxi.example.com
   s=-
   c=IN IP4 192.0.2.201
   t=0 0
   m=video 0 RTP/AVP 31
   a=rtpmap:31 H261/90000
   m=video 53000 RTP/AVP 32
   a=rtpmap:32 MPV/90000


   5.2.2 Interaction With initial INVITE having no SDP.

     In the following example, Bob’s requirement is the same as
     detailed in section 8.2.1.  But Alice sends the INVITE without
     SDP.






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               Alice                                 Bob
                 |       INVITE (without SDP) F1      |
                 |----------------------------------->|
                 |                                    |
                 |      183 Session Progress F2       |
                 |<-----------------------------------|
                 |                                    |
                 |          4XX Blocked   F3          |
                 |<-----------------------------------|
                 |                                    |
                 |               ACK   F4             |
                 |----------------------------------->|
                 |                                    |
                 |         INVITE (with SDP) F5       |
                 |----------------------------------->|
                 |                                    |
                 |      183 Session Progress F6       |
                 |<-----------------------------------|
                 |                                    |
                 |          4XX Blocked F7            |
                 |<-----------------------------------|
                 |                                    |
                       * Rest of flow not shown *


   /* The initial INVITE request generated by the UAC, Alice(F1),
   might look like this


     F1 INVITE Alice --> Bob

   INVITE sip: sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >
   From: Alice < sip:alice@atlanta.example.com >;tag=asd1234
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Content-Length: 0


     F2 183 Session Progress Bob -----> Alice

   SIP/2.0 183 Session Progress
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >;tag=zxc6789
   From: Alice < sip:alice@atlanta.example.com >;tag=asd1234


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   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Content-Length: 0

   /* The UAS, (Bob), checks the INVITE request and finds that the
   request has no SDP.  Since, the Alice's phone number is Partially
   Blocked, Bob rejects the request with a 4XX (Blocked) response
   code along with a 'Require' header field that is mandatory in
   case of Partially Blocked.  It also copies all the mandatory
   header information from the request and may add a 'reason' header
   with descriptive phrase.  This 4XX (Blocked) response is sent to
   Alice.  The response, F3, received by


  Alice may look like this


     F3 4XX Block Bob -----> Alice

   SIP/2.0 4XX Block
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>;tag=zxc6789
   From: Alice <sip:alice@atlanta.example.com>;tag=asd1234
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Reason: Your call is Blocked
   Required: SDP
   Content-Length: 0


     F4 ACK Alice --> Bob

   ACK sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK123
    Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>;tag=zxc6789
   From: Alice <sip:alice@atlanta.example.com>;tag=asd1234
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 ACK
   Content-Length: 0

   /* Now Alice knows that the INVITE request was without SDP and
   Bob reject with 4XX(BLOCKED) response with 'Require' header field
   = SDP,implies that there is a partial Blocked at Bob side.  So
   Alice again need to sends a new INVITE request with SDP to Bob in
   order to establish the audio session.  Note that Alice do not know
   that Bob has blocked for audio session from him.


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     F5 INVITE Alice --> Bob

   INVITE sip: sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKpqr
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>
   From: Alice <sip:alice@atlanta.example.com>;tag=mno1234
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 2 INVITE
   Content-Length: 151

   v=0
   o=alice 2890844526 2890844526 IN IP4 client.atlanta.example.com
   s=-
   c=IN IP4 192.0.2.101
   t=0 0
   m=audio 49172 RTP/AVP 0
   a=rtpmap:0 PCMU/8000


     F6 183 Session Progress Bob -----> Alice

   SIP/2.0 183 Session Progress
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKpqr
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >;tag=lkj6789
   From: Alice < sip:alice@atlanta.example.com >;tag=mno1234
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 2 INVITE
   Content-Length: 0

   /* The Alice's request is rejected by Bob with 4xx Blocked
   response,implies that Bob has intentionally blocked for Audio
   session.


     F7 4XX Block Bob -----> Alice

   SIP/2.0 4XX Block
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKpqr
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob <sip:bob@biloxi.example.com>;tag=lkj6789
   From: Alice <sip:alice@atlanta.example.com>;tag=mno1234
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 2 INVITE
   Reason: Your call is Blocked
   Required: SDP
   Content-Length: 0



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   6. Interaction with other session initiation request.

   In this section, we will be dealing with the interaction of this
   BLOCKING feature with other SIP requests.  Note all SIP request
   will affected except few, as summarized below in a form of Table 3.

                           Table 3.
         +--------------------------------------------------+
         |      INVITE             |        Yes             |
         |                         |                        |
         +-------------------------+------------------------+
         |      ACK                |        No              |
         |                         |                        |
         +-------------------------+------------------------+
         |      CANCEL             |        No              |
         |                         |                        |
         +-------------------------+------------------------+
         |      BYE                |        No              |
         |                         |                        |
         +-------------------------+------------------------+
         |      REGISTER           |        No              |
         |                         |                        |
         +-------------------------+------------------------+
         |      OPTION             |        Yes             |
         |                         |                        |
         +-------------------------+------------------------+
         |      NOTIFY             |        No              |
         |                         |                        |
         +-------------------------+------------------------+
         |      SUBSCRIBE          |        Yes             |
         |                         |                        |
         +-------------------------+------------------------+
         |      PRACK              |        No              |
         |                         |                        |
         +-------------------------+------------------------+
         |      UPDATE             |        Yes             |
         |                         |                        |
         +-------------------------+------------------------+
         |      INFO               |        No              |
         |                         |                        |
         +-------------------------+------------------------+
         |      REFER              |        No              |
         |                         |                        |
         +-------------------------+------------------------+
         |      MESSAGE            |        Yes             |
         |                         |                        |
         +--------------------------------------------------+

   6.1 Interaction with SIP Presence

     Presence protocol that is mainly concerned about established
     subscription ( or long-term relation ) between devices that
     transfer status information and the delivery of the information.

     As per the RFC 3265, the notify i.e., Bob when receives the 
     SUSCRIBE message, either he can accept or reject the message.
     And as per implementation prospective is concern, the Bob need
     to be present at the device end so that he could either reject
     or accept the SUBSCRIBE request.


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     On the counter part, with block feature enabled at the Bob
     device "to not to receive SUBSCRIBE", let say for e.g. Blocked
     all SUBSCRIPTION, then without being Bob to present at the
     device end, the SUBSCRIBE request will get rejected with 4XX
     (Blocked) response code.

     In the call flow below, Alice name is added in a buddy list of
     Bob, and at the same time Bob do not want to gives its status
     info to Alice,  so he blocks the  SUBSCRIBE for Alice.

              Alice                                 Bob
                |            SUBSCRIBE  F1           |
                |----------------------------------->|
                |                                    |
                |      183 Session Progress  F2      |
                |<-----------------------------------|
                |                                    |
                |          4XX Blocked   F3          |
                |<-----------------------------------|
                |                                    |
                     * Rest of flow not shown *


     F1 SUBSCRIBE Alice --> Bob

   SUBSCRIBE sip: sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK12345
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >
   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 SUBSCRIBE
   Event: presence
   Expire:600
   Contact: <sip:alice@atlanta.example.com >
   Content-Length: 0

    F2 183 Session Progress Bob -----> Alice

   SIP/2.0 183 Session Progress
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK12345
      ;received=192.0.2.101
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >;tag=l11111
   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 SUBSCRIBE
   Event: presence
   Expire:600
   Contact: <sip:alice@atlanta.example.com >
   Content-Length: 0

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     F3 4XX Block Bob -----> Alice

   SIP/2.0 4XX Block
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bK12345
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >;tag=l11111
   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 SUBSCRIBE
   Event: presence
   Expire:600
   Contact: <sip:alice@atlanta.example.com >
   Content-Length: 0


   6.2 Interaction with Instant Message

     As per the RFC 3428, it does not say weather the user who has 
     received the Instant Message has finally read the message or
     not.  It may possible that the user is not willing to receive
     IM, let say for e.g. from some specific SIP URI/Phone, then he
     could Block it.  Thereby when the SIP user who sends MESSAGE
     request (i.e., IM)  could know that his message has been
     rejected due to Block (a step ahead, getting more information
     on the status of message IM in lieu of getting either 200 or
     202 response).

   If Bob does not IM message from subscriber Alice, then Bob can
   block the reception of Instant Message coming from Alice.

           Alice                Proxy                      Bob
            |                     |                         |
            |    MESSAGE  F1      |                         |
            |-------------------->|                         |
            |                     |                         |
            |                     |        MESSAGE  F2      |
            |                     |------------------------>|
            |                     |                         |
            |                     |      4XX Blocked F3     |
            |                     |<------------------------|
            |   4XX Blocked F4    |                         |
            |<--------------------|                         |
                         * Rest of flow not shown *

   Thus, on receiving F2 MESSAGE, the UAS at Bob checks for the block
   feature.  If user Bob wants partial blocking of message (IM) not
   the full blocking, then he has to set the blocking profile with
   =MESSAGE) parameter.  Thus, on receiving F2 MESSAGE, Bob rejects
   the incoming Instant Message by MATCHING method name and the
   configured BLOCKING profile by 4XX response.

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     F1 MESSAGE Alice ---> Proxy

   MESSAGE sip: sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKijk1
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >
   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 MESSAGE
   Contact: <sip:alice@p.p.p.p>
   Content-Length: 0


     F2 MESSAGE Proxy ---> Bob

   MESSAGE sip: sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKijk1
   Max-Forward: 69
   To: Bob < sip:bob@biloxi.example.com >
   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 MESSAGE
   Contact: <sip:alice@p.p.p.p>
   Content-Length: 0


     F3 4XX Blocked Bob ----> Proxy

   SIP/2.0 4XX Block
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKijk1
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >;tag=9945313062
   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 MESSAGE
   Content-Length: 0
   Reason: Your call is Blocked


     F4 4XX Blocked Proxy ---->Alice

   SIP/2.0 4XX Block
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKijk1
   Max-Forward: 69
   To: Bob < sip:bob@biloxi.example.com >;tag=9945313062
   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 MESSAGE
   Content-Length: 0
   Reason: Your call is Blocked


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     6.3 Interaction with Replace Header Field

   Let us assume that the user Alice has three SIP devices, namely 
   Phone-1 and Phone-2 and the User Bob has blocked Alice's Phone-2
   SIP device.

   Let us consider a scenario that Alice is in an active SIP session
   with Bob via using her Phone-1.  User Alice wants to moves to a
   different location, it keeps Bob at parking place.

   When Alice again send new INVITE, with replace header field, from
   her another SIP device Phone-2,then it receive 4XX Block response.
   This will indicate that Alice the she is blocked via A-2 SIP
   device.

        Alice          Alice                             Parking
        phone1         phone2            Bob               Place

        |               |                 |                   |
        |<===============================>|                   |
        |               |                 |                   |
        |        Alice transfers Bob to Parking Place         |
        |               |                 |                   |
        |------------REFER/200----------->|    *1    *2       |
        |<--NOTIFY/200 (trying)-----------|--INVITE/200/ACK-->|
        |<--NOTIFY/200 (success)----------|<=================>|
        |------------BYE/200------------->|                   |
        |               |                 |                   |
        |               |                 |                   |
        |  Alice later retrieves call from another phone      |
        |               |                 |                   |
        |            F3 |-INV w/Replaces->|                   |
        |               |                 |                   |
        |            F4 |<--183-----------|                   |
        |               |                 |                   |
        |            F5 |<----4xx---------|                   |
        |               |                 |                   |

                           * Rest of flow not shown *

   ( Call Flow of SIP session between Alice phone1 to Bob , then
    call parking are not shown )

     F3 INVITE Alice's Phone 2 ---> Bob

   INVITE sip: sip:bob@biloxi.example.com SIP/2.0
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKijk1
   Max-Forward: 55
   To: Bob < sip:bob@biloxi.example.com >



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   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Replace: to-tag=12345;from-tag=789001;call-ID=6666abcd
   Contact: <sip:alice@p.p.p.p>
   Content-Length: 151
   ( SDP not shown . .)

     F4 183 Session Progress Bob -----> Alice
  
   SIP/2.0 183 Session Progress
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKijk1
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >;tag=9945313062
   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Contact: <sip:alice@p.p.p.p>
   Content-Length: 0

   /* Wherein the replace header field contains the dialogue-ids of
   established session between Alice and Bob, and contact header
   field contains the new device i.e., Alice's Phone2 location id.
   Thus on receiving F3 message from device Phone-2,Bobs compares it
   with its blocking feature, which match, and thus it rejects this
   request with 4XX(Blocked) response.

     F5 4XX Block Bob -----> Alice

   SIP/2.0 4XX Block
   Via: SIP/2.0 TCP client.atlanta.example.com:5060;branch=z9hG4bKijk1
   Max-Forward: 70
   To: Bob < sip:bob@biloxi.example.com >;tag=9945313062
   From: Alice < sip:alice@atlanta.example.com >;tag=9845661514
   Call-ID: 12ka4@Atlanta.example.com
   CSeq: 1 INVITE
   Contact: <sip:alice@p.p.p.p>   
   Content-Length: 0
   Reason: Your call is Blocked

   In this scenario, Alice could again send INVITE request to Bob via
   her SIP device Phone-1, as still Bob is in parking place.

   Here we have an advantage that suppose Alice wants Bob to
   establish the SIP session explicitly with Alice via Alice's
   Phone-2 device, then she could say to Bob to unblock Alice's
   Phone-2 device via another SIP phone (in this example it could be
   Alice's Phone-1).  Then after if Bob do so, means unblocks the
   Alice Phone-2, being in Parking place, then when Bob receives
   INVITE with replace header field via Alice's Phone-2 device, a
   successful session could be established.

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   6.4  Interaction with OPTION request

     Since OPTION method is often used in SIP signaling in order to
     get the capabilities and discover the current availability.
     The user agent or server responds to the request as it would to
     an INVITE ( i.e., if it is not accepting calls, it would repond
     with a 4xx or 6xx response).  A success class (2xx) response can
     contain Allow, Accept, Accept-Encoding, Accept-Language and
     Supported headers indicating its capabilities.

     Whereas those SIP client which has blocking capability 200 Ok,
     with an additional header field, Call-Info header with the
     field value BLOCKED indicating that the UAC has blocking
     capability.

   7. IANA Consideration

     This section registers a new SIP response code according to the
     procedure of RFC 3261.
    
     RFC Number: RFC XXX
     [NOTE TO IANA: Please replace 4XXX with the RFC number of 
     this specification].
     Response Code Number: 4XX
     Default Reason Phrase: Blocked


   8. Security Consideration

     This document, itself, is concerned with providing SIP session
     participation with a negotiation mechanism for phone-number,
     SIP URI, etc, by blocking other non-acceptable device.  This
     blocking feature mechanism gives an user client to have a
     security measurement.


   9. Acknowledgement

     The Authors would like to thank Amit Mishra, Ashish Upadhyay, 
     Ashish Khare, Divya Shah, Goldy, Kishan Pal, Naresh G. and
     Vidyaramanan S for his contributions to this document.


   10.  Reference

      10.1 Normative References

     [1] Bradner, S., "Key word for use in RFCs to Indicate
     Requirement Levels", BCP 14, RFC 2119, March 1997.



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     [2] Handley, M. and V. Jacobson, "SDP: Session Description
     Protocol" ,RFC 2327, April 1998

     [3] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
     A.,   Peterson, J., Sparks, R., Handley, M. and E.Schooler, 
     "SIP:   Session Initiation Protocol", RFC 3261, June 2002.

     [4] Ed., B. Campbell, Rosenberg, J., Schulzrinne, H., Huitema,
     C.,   Gurle, D., "Session Initiation Protocol (SIP) Extension
     for Instant Messaging", RFC 3428, December 2002.

     [5] Roach, A., "Session Initiation Protocol (SIP)-Specific
     Event   Notification", RFC 3265, June 2002.

     [6] Mahy, R., Biggs, B., Dean, R.,"The Session Initiation
     Protocol (SIP) "Replace header", RFC 3891, September 2004.


   10.2  Informative References

     [7] Atkins, D. and G. Klyne, "Common Presence and Instant
     Messaging Message Format", Work in Progress.

     [8] Ed., G. Huston,De., I. Leuca,"OMA-IETF Standardization
     Collaboration", RFC 3975, January 2005.


   11.  Author Address

      Amardeep Sinha
      Motorola India Pvt. Ltd.,
      Marathalli, Bangalore,
      India
      Phone: +919845661514
      Email: amardeep_sinha@rediffmail.com

      Sunil Kumar Sinha
      IP-Unity,
      J. P. Nagar, Bangalore,
      India.
      Phone: +919945313062
      Email: sunilkumarsinha9@rediffmail.com


   Full Copyright Statement

     Copyright (C) The Internet Society (2007).

     This document is subject to the rights, licenses and
     restrictions contained in BCP 78, and except as set forth
     therein, the authors retain all their rights.

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